Company: Canadian Securities Administrators

1106 results found
Fraud

Securities industry’s systemic risk worries ease

Level of concern declines alongside interest rates, CSA reports

U.S. efforts to undo regulatory reforms likely to be limited: Russell

CSA seeks sales practices reforms

Proposals aim to boost investor protection around proprietary fund sales

CSA set to hike SEDAR, NRD fees

Dramatic revenue increase needed to keep pace with systems costs: regulators

Dividing groups

CIRO poised to take over dealer registration

OSC to delegate registration to CIRO, rest of CSA considering it too

Magnifying glass on documents

CSA to expand electronic access disclosure model

Regulators aim to address concerns about retail investor protection

Sustainable investing

As climate action lags, disclosure does too

Few companies fully reporting voluntarily, mandatory standards scarce

Businessman examines statistics on a page

CSA flags AI washing, greenwashing disclosures

Regulators' reviews lead to more enforcement, refiling action

Dispute at desk

OBSI reform slated for second half of 2025

CSA says next phase of consultation to come next year

The Australian Coat of Arms in metal hangs on the glass wall of a building that reflects another high-rise across the street.

ASIC consults on climate reporting guidance

Large companies, financial institutions to start climate-related financial disclosures in 2025

Magnifying glass on documents

OSC reviews funds’ risk ratings, ETF regulation

Regulator examines use of discretion in ratings, following OBSI alert