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Company: Commodity Futures Trading Commission

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A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

CFTC brings first carbon market fraud case

Company allegedly overstated impact of its work to obtain unwarranted carbon offset credits

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

CFTC sanctions Barclays’ swaps reporting

Firm's lower fine reflects cooperation, remediation efforts, regulator says

Late submission

CIBC chronically late with trade reporting: CFTC

Bank fined US$1.25 million over swaps reporting shortcomings

Gavel and Money - Canada stock photo

CIBC, Canaccord get knuckles rapped by CFTC, SEC

Firms fined by U.S. regulators for off-channel communications

Business lawyer team. Working together of lawyer in the meeting.

CFTC sanctions broker’s texting violations

SEC opts not to penalize investment adviser that self-reported violations

Judgment fine

Forex, crypto fraudster ordered to pay US$36 million

Court orders restitution, civil penalties alongside jail term

Climate change board

CFTC issues first voluntary carbon markets guidance

Regulator seeks to facilitate growth of fair, liquid and transparent emissions trading

Judge looks at papers

U.S. court orders disgorgement in binary options case

Investors lost over US$100 million in illegal scheme, CFTC alleges

Judge looks at papers

CFTC sanctions benchmark manipulation

Swiss firm sold gas cheap to benefit short position, regulator alleges

rules and regulations

TD, RBC sanctioned by U.S. regulators

Firms charged over unapproved off-channel communications