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Company: Mutual Fund Dealers Association

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Trade group calls on provincial finance minister to review fund dealer oversight

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Regulators alleged the firm's onboarding process for new reps was deficient

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Provincial regulators finalized recognition orders and interim rules

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SRO alleged rep took money from a client who was a fellow fund rep

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Regulator sets out draft priorities for fiscal 2024

Potential conflicts involving clients' wills weren't reported to dealer

Businessman analysis the stockmarket on labtop Stock Market Investment Online

Timing of bulk trades and poor record keeping results in disciplinary penalties

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Review considers doing away with dedicated directors, alternate input mechanisms

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MFDA panel fines, bans rep after finding numerous violations

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SRO gets green light to help finance initial merger costs