B.C. court strikes certain claims in rep's wrongful dismissal suit
Dorothy Sanford, former head of MFDA IPC, heads new investor group
The new agency's leadership is dominated by former IIROC personnel
The firm will pay nearly $11 million in client compensation after reps boosted their own performance numbers
The Canadian regulatory landscape will be fundamentally altered in 2023
MFDA alleged client gave rep access to bank account while travelling
Trade group calls on provincial finance minister to review fund dealer oversight
Regulators alleged the firm's onboarding process for new reps was deficient
Provincial regulators finalized recognition orders and interim rules
SRO alleged rep took money from a client who was a fellow fund rep