NASAA examines industry response to advisors with cognitive issues
NASAA aids states in developing victim assistance funds
U.S. state regulators seek Congressional support in fight against fraudsters
Fraudsters urging investors to buy new, risky investments, regulators say
Proposed model act provides template for state whistleblower laws
State regulators warn against attempts to deregulate in response to Covid-19
State and provincial regulators aim to snuff out online Covid-19 schemes
State regulators' reviews of smaller advisory firms find persistent shortcomings in online security
Fraudsters could exploit stock market turmoil, regulators warn
Regulators expect an array of pandemic-driven frauds