Rep admitted to misappropriating money from investment and insurance clients
Misconduct continued even when rep was under close supervision, CIRO says
Client cashed RRSPs, paid DSCs, and took credit card advance to lend to rep, regulator alleged
Incoming CEO Glenn Williams to host leadership meeting in Canada
U.S. parent hopes to raise US$100 million by taking PFSL public in 2010
Changes to investment objectives also approved