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Company: Securities and Exchange Commission

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Regulator signals halt to its legal defence of tougher climate rules

Breach was used to falsely post about bitcoin ETF approval, sending crypto prices up

consultation discussion

Regulator to seek feedback on emerging issues, particularly in crypto

Old and new sign

SEC reforms under judicial review, Canadian regs won't change first

United States flag with Bitcoin cryptocurrency

Hester Peirce to lead agency's effort to bring more certainty to crypto sector

signing document

Agency reports record enforcement filings, seeks to save dealer rule

Court settlement

Fund change triggered large tax bills for certain investors, regulators alleged

Judgment fine

Advisory clients only offered low-paying sweep accounts, regulator alleged

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Firms breached fiduciary duties by ignoring known vulnerability, regulator alleged

Phone text

Regulator settles with 12 firms for a combined US$63.1 million