Commends SEC’s continuing efforts
Finance and insurance industries grew 6.7% in 2005, up from 1% in 2004
SIA, BMA boards to vote on proposal
Broker-dealer regulatory functions should be consolidated
Significant portion of increases are avoidable, SIA argues
Association lays out goals for separating broker and marketplace regulation
Combining broker-dealer regulatory programs would eliminate duplication and redundancy, Lackritz says
Financial services trade deal would benefit economy, SIA chief says
Dealers committed to clarity, SIA president says
Growth fueled by DC retirement plans