CCIR, CISRO propose new guidance on the design, distribution of seg funds
Risky firms, crypto platforms add to compliance division's workload
European regulators call for enforcement action on compliance failures
U.K. regulators allege an unregistered FX trading scheme was touted on Instagram
Regulator seeks to extend regime to portfolio managers
Regulator aims to bolster investor protection, modernize rules
Reels, streams and more must comply with rules against misleading ads, regulator says
SRO brings first case following compliance review targeting firms' use of online influencers
Regulator reports rise in scam alerts, misleading promos
Compliance review finds potential violations in 70% of firms' messages