Demand for advice, strong markets to drive growth in client assets
Regulator seeks consistent implementation of new regime, avoiding arbitrage
Reforms designed to encourage smaller deals, retail participation
After consultation, SRO cuts proposed new dealer application fees
SEC reforms under judicial review, Canadian regs won't change first
ATS operator settles allegations of compliance shortcomings
Exchange seeks change to dark trading price improvement rules, feedback on unintentional crosses
U.K. launches experiment to facilitate private share trading
Proposed reforms would harmonize requirements for inter-listed securities
IOSCO's latest report examines the risks created by the age of demutualization