Keyword: asset-backed securities and commercial paper

199 results found

Quebec regulator to use ABCP penalty funds for education, prevention and enforcement

Half the penalties will be paid into the Education and Good Governance Fund

  • By: IE Staff
  • July 1, 2010 July 1, 2010
  • 14:03

Dates set for two ABCP-related hearings

Deutsche Bank Securities, Coventree dispute allegations by regulators

No growth expected in Canadian commercial paper market until 2011: DBRS

CP market fell over 8% in 2009

IOSCO releases disclosure principles for asset-backed securities

Goal is to enhance investor protection

SEC proposes tighter regulation of asset-backed securities

Securities industry cautiously supportive

National Bank says $75 million settlement won’t impact 2010 performance or share value

Desjardins Securities adjusts EPS forecasts for Scotia, CIBC and Laurentian

Firms to pay $138.8 million as ABCP settlements approved

Largest penalty slapped on National Bank Financial

  • By: IE Staff
  • December 21, 2009 December 21, 2009
  • 20:40

National Bank Financial faces $70 million ABCP penalty

Settlement includes $4 million investment in financial education campaign

  • By: IE Staff
  • December 21, 2009 December 21, 2009
  • 17:53

OSC to consider ABCP settlements with CIBC, HSBC

IIROC to review settlements with Canaccord, Credential, and Scotia Capital

  • By: IE Staff
  • December 18, 2009 December 18, 2009
  • 08:56

Deutsche Bank Securities to face IIROC hearing over ABCP disclosure

Regulator alleges firm failed to act fairly