Branch manager roles vary across dealers, but all advisors seek reliable, expert guidance
Advisors with bank-owned brokerages were split in their opinions of the roles their branch managers fulfil. Some oppose the producing branch manager model others said it has merit
The firm will merge its Canadian small cap and large cap equity teams to form a single Canadian growth team
The changes will take effect in January
Most advisors favour having non-producing branch managers, but there are some who say the old approach still has value
Part two of a Canadian small-cap roundtable
IIROC sanctions called “disproportionate”
Taking the lead in your branch means you have responsibilities that extend well beyond your personal activities and you are vulnerable should things go wrong. Start by questioning everything that currently holds your branch together
Former Canada Genuity branch manager fined $60,000
Two transactions found to be contrary to the best interests of Capital Hill Fund