The fund company's auditor resigned in November
A hearing panel ordered a fine, costs and a market ban, but not disgorgement
Woman pleaded guilty to violating BCSC prohibition
The regulator alleges he breached an order imposed in a settlement agreement
CannTrust sought the order earlier this month
The regulator estimated that total system fees would decline by about 7% under the new model
The association is concerned about discount brokers' ability to manage the process
The commission has temporarily prohibited the group from trading securities of 11 companies listed on the Canadian Securities Exchange
The measures will mean cost savings for dealers and relief for investors in the province
FS Financial Strategies Inc. and various affiliated firms have raised approximately $36 million from more that 300 investors without filing a prospectus