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Keyword: Client relationship model

230 results found
Couple getting financial retirement advice from consultant at home

TCR is coming for investment and seg funds

  • By: Susan Silma
  • September 14, 2022 September 14, 2022
  • 15:57
client meeting

Industry groups and investor advocates are divided on timelines and scope

Businessman hand showing financial report on table

Consultation on improving, harmonizing fund disclosure remains open until July 27

compliance puzzle

BCSC compliance reviews find CRM2 failings alongside registration and marketing gaffes

advisor with client

Changing investor expectations create new opportunities for advisors

  • By: Susan Silma
  • November 4, 2020 November 4, 2020
  • 15:58
client meeting

Surveys show that the introduction of Fund Facts and CRM2 reports is achieving policy objectives

After sanctioning non-compliance, IIROC board grants relief from CRM2 provision to TD Waterhouse

Gavel and legal books

An IIROC panel found the firm deliberately decided not to comply with position cost reporting requirements

Happy businesswoman handshaking with client closing deal in an office interior with a window in the background

IFIC's annual investor survey sheds light on how CRM2 cost reporting impacts your client

businesspeople with digital tablet sitting in modern office

Advisors can build trust with clients by explaining fees

  • By: Susan Silma
  • September 25, 2019 November 11, 2019
  • 15:42