BCSC compliance reviews find CRM2 failings alongside registration and marketing gaffes
Changing investor expectations create new opportunities for advisors
Surveys show that the introduction of Fund Facts and CRM2 reports is achieving policy objectives
After sanctioning non-compliance, IIROC board grants relief from CRM2 provision to TD Waterhouse
An IIROC panel found the firm deliberately decided not to comply with position cost reporting requirements
IFIC's annual investor survey sheds light on how CRM2 cost reporting impacts your client
Advisors can build trust with clients by explaining fees
Many investors don't understand what they're paying based on the annual fee reports
IIROC claims firm failed to provide clients with position cost information in quarterly account statements
Aim is to improve CRM2 reporting