Regulator defends its conduct in 'mini-bond' investigations
Regulator launches effort to enhance transparency of firms' dispute resolution efforts
OSC provides investor advocate with $11 million in funding over six years
Regulators aim to improve handling of systemic issues
CSA says next phase of consultation to come next year
The move is expected to reduce delays, simplify the banking complaints system
Reforms would extend program to fund dealers, expand monetary limits, fund certain costs
FCA review finds an increase in workplace complaints
CIRO must get on with the enforcement proceeding, if that's what it intends to do
Barriers to providing information to regulators violate whistleblower protections, SEC alleges