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Keyword: Conflicts of interest

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Activist short seller charged with securities fraud article image Crossed fingers

Activist short seller charged with securities fraud

Fewer prospectuses key to FCA reform proposals article image right or wrong choice

Fewer prospectuses key to FCA reform proposals

Much work to be done, CSA year in review shows article image Red alert

Much work to be done, CSA year in review shows

For U.S. regulators, the devil is in the data article image Magnifying glass looking at financial data

For U.S. regulators, the devil is in the data

Post-crisis reforms working, FSB finds

BCSC, fund manager settle compliance issue case article image A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

BCSC, fund manager settle compliance issue case

B.C. court rules on limits to powers of attorney article image Judge looks at papers

B.C. court rules on limits to powers of attorney

Court strikes down SEC’s private fund rule article image A person inside a financial maze made out of hedges.

Court strikes down SEC’s private fund rule

IOSCO tackles rising loan risks article image right or wrong choice

IOSCO tackles rising loan risks

ESMA issues guidance on crypto conflicts article image cryptocurrencies

ESMA issues guidance on crypto conflicts