Comments on proposed requirements for registered representatives and investment representatives are due in November
SRO to consider a return to live events in 2021
The firm has teamed up with Toronto-based education provider Learnedly
Differing rules among provinces pose problems for course providers and agents
The extension applies to licences that expire between March 15 and June 30
The proposals are out for a 135-day comment period
SRO develops accreditation process amid divergent industry reaction
The SRO hopes its CE system will be working by end of this year
IIROC’s late-filing fee for CE credits takes effect Jan. 1
The MFDA's auditors and directors were also approved at the meeting