Keyword: Derivatives

333 results found
research

FCA expands research unbundling to fund managers

U.K. regulator aims to improve access to research, market transparency

ponzi scheme

CFTC alleges Canadian firm ran a Ponzi scheme

Court issues asset freeze, sets hearing for end of October

bitcoin investment concept on screen

Hedge funds creep further into crypto: AIMA

Institutional investors increasingly interested in digital assets, survey finds

Sustainable investing

ESMA issues carbon accounting guidance

Regulator seeks enhanced transparency, more useful information on firms' activities

Financial stock exchange market display screen board on the street

U.S. securities industry tests backup plans

Industry's major exchanges, infrastructure capable of withstanding an operational crisis: SIFMA

U.S. flag

Rosier Q3 results for Wall Street expected: Moody’s

Market conditions point to stronger trading, investment banking revenues

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

CFTC sanctions Barclays’ swaps reporting

Firm's lower fine reflects cooperation, remediation efforts, regulator says

Rules and regulations

LIBOR finally put to rest

Synthetic settings cease, marking last step in major benchmark reform

Solar system

U.K. launches digital securities testing

Initiative allows firms to test innovations, explore potential regulatory reforms

Late submission

CIBC chronically late with trade reporting: CFTC

Bank fined US$1.25 million over swaps reporting shortcomings