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Regulator signals halt to its legal defence of tougher climate rules

Court settlement

$30 million deal requires court approval, set for March 26

saving money

Regulator defends its conduct in 'mini-bond' investigations

Judge makes ruling

Fund investors don't need to allege fraud, court finds

Sign on the building of Financial Industry Regulatory Authority, or Finra, in Manhattan NYC lower financial district downtown, businessman man walking stock photo

Investors didn't get paid for lending securities, SRO alleged

IIAC recommends certain reforms for fighting financial crime

Reforms designed to encourage smaller deals, retail participation

United States flag with Bitcoin cryptocurrency

Hester Peirce to lead agency's effort to bring more certainty to crypto sector

Lightbulb drawn around tree image, indicating sustainable ideas

Report reveals firm's top ESG trends for investors in 2025

signing document

Agency reports record enforcement filings, seeks to save dealer rule

Court settlement

Fund change triggered large tax bills for certain investors, regulators alleged