Resist the temptation to help clients in a way that breaches your legal and regulatory obligations
TD Direct Investing to be merged with Interactive Investor
Although rising U.S. interest rates are making up part of the lost revenue, cutting costs “rarely lead to increased market share,” report finds
The new tools enable investors to have a closer look at companies’ corporate practices and identify ESG leaders and laggards in an industry
IIROC rethinks the role of "order execution only" firms
This is the second time that the SRO has extended the comment period on proposed new guidance regarding discount brokers
BMO InvestorLine, which had claimed the top spot four times since 2011, fell to fourth place this year while Scotia iTRADE and Questrade filled out the top three
The SRO points out that the advice these firms are providing is helping to fill the “advice gap” some clients may be experiencing
When it comes to investors’ satisfaction with their self-directed brokerages, National Bank Direct Brokerage ranks highest for a second consecutive year, followed by BMO InvestorLine
No restrictions related to account size or number of transactions