Regulator defends its conduct in 'mini-bond' investigations
U.K. launches experiment to facilitate private share trading
OSC asked to review OM exemption, beneficial ownership registry being examined
Risky firms, crypto platforms add to compliance division's workload
Proposals seek to ease capital raising, bring back research bundling
Firm fined $12,000 for violations involving insurance requirements
BCSC previously sanctioned participants in private placement scheme
Firm resolved allegations of KYC, suitability, conflict failures
Regulators adopt temporary measure to expand capital raising options
Prospectus filings decline, exempt offerings up in 2023, AMF reports