Reforms would extend program to fund dealers, expand monetary limits, fund certain costs
Acts in furtherance of a trade violated securities rules
Firm was alerted to $1 million in missed grants by government review
Bulletin alerts industry firms to risky activity involving legal profession
Court rules no evidence of common breach, given differences among investors
Self-regulatory organization consults on proposed disgorgement distribution policy
Approval regime, proficiency are among areas covered in latest consultation
Self-regulatory organization aims to harmonize with CSA's revised requirements
Integration costs to be paid by 2027, SRO projects
CIRO decides discretionary, discount accounts for fund dealers won't be pursued as part of rulebook consolidation project