Funds shifted assets to fixed income, away from private equity
SEC's bid for enhanced oversight rejected amid sector's rapid growth
Firm fined $12,000 for violations involving insurance requirements
European regulators aim to curb vulnerabilities revealed by March 2020 market stress
Fund manager denied right to a jury trial by internal tribunal, majority says
OSC relief addresses potential mismatch between settlement cycles
Regulator exceeded its authority with its proposed rulemaking
Markets drive industry AUM higher, net flows positive for large firms
Regulators issue advice to fund managers on ESG terms in fund names
ETFs outperform mutual funds in both net sales, asset gains