Brokers' texting, whistleblower protections among regulator's priorities
Concerns about conflicts, insider trading, manipulation in pre-hedging trades
OSC to delegate registration to CIRO, rest of CSA considering it too
Regulators' initiative targets emerging digital risks, broker conflicts
European regulator says transition will enhance market efficiency, resilience
Firm to help build infrastructure for new exam-based approach to reps' education
OSC failed to prove any of its allegations against dealer, investment banker
Group seeks revisions to U.S. state rule that match SEC's Reg BI reforms
Reforms would extend program to fund dealers, expand monetary limits, fund certain costs
CCMA declares project a success, but not a blueprint for T+0