Keyword: Investor protection

1645 results found
Robber captured

Former Goldman Sachs analyst traded on confidential M&A information

Judge's gavel with magnifying glass on black.

CIRO, CSA to publish joint report on CFR sweep in first half

Crypto currency

Regulator seeks consistent implementation of new regime, avoiding arbitrage

Judge looks at papers

Latest in a series of class action settlements connected with Fortress Real

stealing money

U.S. district court issues default judgment in global scheme

Fork in the road

After consultation, SRO cuts proposed new dealer application fees

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Court to hear arguments over competing claims on failed alternative fund manager's assets

Judge looks at papers

AI-related filings rise; crypto cases fall, and are in doubt if regulation arrives

consultation discussion

Regulator to seek feedback on emerging issues, particularly in crypto

Court settlement

Investor suit sought more than $1 billion, settles for $6.5 million