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52 results found

Insurance ombudsman doesn’t seek greater enforcement powers

OLHI finds that non-binding recommendations are effective

By: Holly Nicholson
November 11, 2015 November 12, 2019
15:30

Trailer fees

Advisors respond to CSA study

October 22, 2015 November 12, 2019
15:15

IIAC: Fiduciary standard not needed

Advisors already owe extensive duties to their clients within the obligation to deal honestly and fairly with them

By: IE Staff
September 17, 2015 October 29, 2019
23:00

Best interests duty needed for seniors

Seniors are disproportionately exploited by advisors

By: Ken Kivenko
September 1, 2015 November 12, 2019
16:00

Letters to the Editor: Targeted help for savers the best approach

CLHIA counters IE editorial supporting expansion of public pensions

By: Frank Swedlove
July 13, 2015 July 13, 2015
11:15

Letters to the Editor: Need for more CE credits exaggerated

Many are not needed and will be viewed as a cash grab

By: James Robertson
July 6, 2015 July 6, 2015
14:10

Letters to the Editor: Advisors are already bound by a fiduciary duty

Gaps in the framework can be addressed with higher professional standards

By: Greg Pollock
June 11, 2015 June 11, 2015
11:45

Letters to the Editor: No sound rationale for rule differences across the country

Different rules for securities regulation are inefficient and costly

By: Ian Russell
June 1, 2015 January 21, 2018
14:20

Letters to the Editor: Understanding the role advisors play

Advocis responds to CCPA report on mutual fund fees

By: Greg Pollock
February 27, 2015 February 27, 2015
15:30

Letters to the Editor: Exempt market should be treated fairly

The Calgary-based National Exempt Market Association responds to an editorial in the September issue of Investment Executive

By: IE Staff
November 21, 2014 November 21, 2014
13:05