The regulator calls for industry volunteers to join advisory group
Valuation concerns are driving the sharp increase in global mutual fund redemption suspensions
Research points to inadequate conflicts regulation, among other shortcomings
The CSA doubles short-term borrowing limits to ensure funds can meet redemptions
The SEC seeks comment on rules that aim to prevent investor deception
The industry group is calling on regulators to develop a proficiency regime for fund reps
The new guidance takes effect Sept. 30
“We’ve got to keep the standards high,” says PMAC president
Compliance exams uncover an inappropriate one-size-fits-all approach
Regulators need to introduce systemic changes that will control the growth of regulation, improve regulatory efficiency and reduce the regulatory burden