Hoyt remains vice-chair and Vingoe will head the CSA policy team, until mid-2022
CMAIO operations have been paused and staff laid off
The provincial budget signals action on certain proposals from the modernization task force
In 2020, regulators will grapple with harmonization, tech and climate change, predicted speakers at the Toronto Refinitiv Summit
The heads of the MFDA and IIROC squared off on the future of SROs
Still no planned launch date for the project, which was supposed to begin in 2015
Compliance officers still hoping for national regulator, SRO merger
Many hurdles remain for the CMRA before it becomes a reality
The Autorité des marchés financiers will continue overseeing all stakeholders in the Quebec financial sector
With the constitutional challenge resolved, there’s still lots to be done in creating a national regulator