Keyword: Over-the-counter securities and derivatives

166 results found

Revised guideline will apply to all federally regulated firms and their subsidiaries, effective Nov.1

New Canadian trade reporting requirements are scheduled to take effect on Oct. 31

Three firms approved to serve as trade repositories for over-the-counter derivatives trade reporting in Canada

Nine standards aimed at mitigating the risks of non-centrally cleared OTC derivatives.

Three firms seeking to fill trade reporting role

Report gives update on progress in resolving cross-border implementation issues with OTC market reform

Quebec regulators have cease traded 23 issuers over concerns about their compliance with continuous disclosure rules

Previously, the OTC derivatives market central clearing rules repository was only available to IOSCO members

Companies seek recognition for the OTC derivatives markets ahead of reforms

CSE issuers now eligible to apply for trading on the OTCQX and OTCQB marketplaces