Protect your business and reputation by managing these 5 risks
Both sides appealed rulings involving rep inheriting client's estate
Gift to son denied, as it wasn't specifically set out in POA
Why clients need to name different people as PoA and TCP
Serving as a client's executor totally incompatible with rep's role, panel says
The panel found a rep's misconduct to be serious, but not fraudulent or deceitful
Tribunal finds that rep's interest in client's estate didn't result from a breach of securities law
Understanding power of attorney versus trusted contact person
Safeguard your business by knowing your client’s PoA and executor
FP Canada's ethics session provided tips