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Keyword: Regulatory burden

140 results found
rules and regulations

Accumulating rules reduce output, hit larger firms harder

Crypto coins

Agency releases documents showing past resistance to banks' crypto efforts

IIAC recommends certain reforms for fighting financial crime

Reforms designed to encourage smaller deals, retail participation

Fork in the road

After consultation, SRO cuts proposed new dealer application fees

United States flag with Bitcoin cryptocurrency

Hester Peirce to lead agency's effort to bring more certainty to crypto sector

rules and regulations

SRO proposes mandatory close-out requirements that aim to prevent failed trades, align with U.S. regime

Financial stock exchange market display screen board on the street

Group seeks harmonized requirements to facilitate buybacks

trade timing

Proposed reforms would harmonize requirements for inter-listed securities

AI computer

CSA issues new guidance, consults on possible future reforms to address AI advances

announcement

Trump nominates crypto advocate as next head of the SEC