Children’s Education Funds moves to strengthen compliance systems
Knowledge First must file report by May 2015
Regulator alleges Global RESP and officers violated securities laws
New “plan summary” is designed to provide investors with key information in a simple, plain language format
OSC outlines monitor’s duties
Compliance issues at the heart of the review
Regulators extends temporary orders involving Knowledge First Financial and Heritage Education Funds
HEF is the third scholarship plan to receive an OSC order in recent weeks
Knowledge First Financial must appoint independent KYC monitor
Firm must retain independent monitor before it can take any new clients