Junk fees, open banking and more proposed for the regulator’s next fiscal year
Review examines post-crisis response in securitization markets, signals CLO concerns
Alberta man stole more than $500,000 from vulnerable investors
This roundup includes a mix of industry veterans who have chosen new firms or ventures
Bonnie Lysyk, along with Josée Turcotte, will support the regulator in delivering its strategic plan
The man and his company were not registered to trade securities, BCSC says
Carl Icahn and Icahn Enterprises have agreed to pay $2M in total in penalties: SEC
Ongoing regulatory initiatives include binding authority at OBSI, climate-related disclosures, misleading titles, mutual fund sales practices and more
Regulatory review comes as ETFs hold a growing share of the investment fund market
Cryptocurrency exchange says it does not direct its services at those in Canada