Keyword: Securities regulations

568 results found
vintage microphones

Tim Moseley appointed to two-year term as vice-chair

The organization is recognizing the education and skills that CFAs already possess

  • By: IE Staff
  • October 5, 2020 October 15, 2020
  • 11:40

Overlapping regulatory agendas will require constructive coordination

  • By: Ian Russell
  • September 23, 2020 September 23, 2020
  • 16:39

Board has three new members

  • By: IE Staff
  • September 23, 2020 September 23, 2020
  • 14:48

Proposals would refine mandatory central clearing

A multi-year research project by CSA offers insight

  • By: Katie Keir
  • August 27, 2020 August 27, 2020
  • 16:04

Group suggests a transformation of OSC and SRO governance

A court ruling against the SEC has implications for Canada

Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizing profits for large business organizations. (Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizin

A ban on trailers for discounters, a stronger OBSI and protecting seniors remain priorities for the CSA

a man interrupts a cascade of falling dominoes

AMF defers new strategic plan to 2021, OSC looks to autumn consultation