Trade group calls on provincial finance minister to review fund dealer oversight
Provincial regulators finalized recognition orders and interim rules
Regulator sets out draft priorities for fiscal 2024
SRO gets green light to help finance initial merger costs
For now, there are still operational hurdles that carry upfront costs
MFDA, IIROC seek members for investor panel, deadline Nov. 7
The new organization is looking at joint oversight that rotates among CSA jurisdictions
Editorial: Regulatory secrecy prevented public scrutiny of the planned transformation — including concessions made to dealers to earn support for the merger
How the new self-regulatory organization will handle fees, advisor incorporation, rule harmonization and more
Fund dealers, investment dealers approve merger, with new SRO to launch in 2023