Regulator reported a jump in filings in Q4
But uncertainty about interest rates, the continuing Brexit saga and global trade tension clouds the outlook for 2019
Closed-end fund invests in a diversified, actively managed portfolio of dividend-paying securities of global real estate companies
Cannabis industry makes its mark
Report details key stages of capital raising where the role of intermediaries might give rise to conflicts of interest
Companies will be able to issue more shares without seeking approval from shareholders
The rule aims to reduce regulatory obstacles to offerings by issuers to investors outside Alberta
Many companies are on a dual track: they start down the road toward IPO but keep the door open to a private purchase or funding option
Regulatory burden and antiquated laws reducing access to investment opportunities, says SIFMA CEO
Conflicts during the capital raising process can damage investor confidence