Keyword: Social media

344 results found

IOSCO sounds alarm, calls for action to combat escalating online harm

European regulators' paper examines investor protection issues arising from investment industry's digitalization

three colleagues discussing their business prospects and looking at laptop screen

Regulators to explore the regulation, provision of advice online

Whistleblower tips and rewards continue to climb

investor protection

Group to focus on investor-advisor relationships, complaints, suitability

Crypto money

Regulator aims to facilitate compliance with new regime

Two portfolio managers explain why their podcast has run successfully for more than five years

  • By: Melissa Shin
  • September 25, 2023 September 25, 2023
  • 16:12
Picking a dollar

Regulator says host touted real estate investment scheme that took US$11 million from investors

social media

Committing to a platform and showing your personality can help with prospecting

  • By: Mark Burgess
  • September 22, 2023 September 22, 2023
  • 08:35

The CSA and CIRO will consider such awards a compliance issue