SRO considers modernizing rules amid market, investor evolution
SRO examines industry's foray into virtual worlds
Easing financial conditions, coupled with rising tech demands, could spur mergers and acquisitions
Firms' joint foray into consumer finance wasn't ready, regulator alleges
Tech, crypto schemes top threats to investors, including seniors, NASAA reports
Plus, companies embrace tools for client data transfer, onboarding and risk detection
European regulators press for external audit requirements in new crypto rules
Liquidity oversight may need to evolve in the wake of March 2023 stress
Industry's major exchanges, infrastructure capable of withstanding an operational crisis: SIFMA
Advisor time constraints, attrition are controllable factors