Technical glitch prevented comprehensive trade surveillance by JP Morgan
Firm's controls failed to block massive trading goof
Any time you shorten a settlement cycle, you reduce risk, CCMA head says
Given several complicating factors, waiting until the last minute is a bad idea, tax experts say
Regulators to boost fee transparency, explore enhanced retail access
Expanding access to advice, standardizing KYC data collection on SRO's agenda
Off-channel communications hamper regulatory oversight
Expansion of business lines multiplies conflicts and regulatory challenges
Consultation paper on test environment for trading, clearing digital assets will be open for feedback until May 29
First oversight review finds SRO complying with recognition order