Firms breached fiduciary duties by ignoring known vulnerability, regulator alleged
Programs in U.S. and Canada have proven effective at detecting, deterring financial crime
A pair of major crypto cases drove monetary relief to record heights
Regulator responds to pushback on proposal to announce investigations
Enforcement case volumes decline in fiscal 2024, agency says
Brokers' texting, whistleblower protections among regulator's priorities
FCA review finds an increase in workplace complaints
Regulator calls for more enforcement tips on emerging issues
Barriers to providing information to regulators violate whistleblower protections, SEC alleges
Seven companies settle allegations that labour contracts violated SEC rules