Gary Gensler is a former Wall Street banker and CFTC chair
Gary Gensler says the regulator will study the use of “behavioural” technology in stock-trading apps
Short-selling and online trading platforms' business models are likely to receive scrutiny in Washington
Bank gave valuable internships to unqualified relatives of officials at a Middle Eastern sovereign wealth fund
Athena Capital Research to pay US$1 million
Eight biggest U.S. banks will have to meet stricter measures to reduce financial threats under a rule adopted by U.S. regulators
JPMorgan will pay US$920 million to settle with U.S., UK regulators
Change takes effect in about 60 days
Source: The Associated PressMerrill Lynch on Tuesday agreed to pay a US$10 million fine to settle civil securities fraud charges by regulators who accused the firm of misusing customers’ order data to make trades for its own account and for failing to disclose trading fees.The Securities and Exchange Commission announced the settlement with Merrill Lynch, […]
Computerized selling program set off two waves of ‘liquidity drains’